Richard C Oh
Chief Compliance OfficerTaglich Brothers, Inc.CRD 2666196
About Richard C Oh
Richard C Oh is listed as Chief Compliance Officer at Taglich Brothers, Inc. in Cold Spring Harbor, NY. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Taglich Brothers, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Richard C Oh work?
Richard C Oh is listed as Chief Compliance Officer at Taglich Brothers, Inc. on SEC Form ADV.
How much of Taglich Brothers, Inc. does Richard C Oh own?
Form ADV reports a beneficial ownership band of Under 5%.
Taglich Brothers, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | No |
| Since | 2004 |