Talbot Financial, LLC
● SEC registered since 2010CRD 155162SEC# 801-71859Bellevue, WA
Reg. AUM
$1.34B
Employees
3
Accounts
530
Location
Bellevue, WA
Talbot Financial, LLC assets under management
Talbot Financial, LLC operates as an SEC-registered investment adviser based in Bellevue, WA. The firm has been registered since 2010. It reports $1.3 billion in regulatory assets under management and employs 3 people.
Talbot Financial, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Dwyer Pirak Control | Chief Compliance Officer | 25-50% | 2015 |
| Randall Howard Talbot Control | Managing Member | 25-50% | 2010 |
| Thomas Michael Swoffer Control | Member & Cio | 10-25% | 2020 |
Frequently asked questions
How much does Talbot Financial, LLC manage?
Talbot Financial, LLC reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Talbot Financial, LLC have?
Talbot Financial, LLC reports 3 employees.
Where is Talbot Financial, LLC located?
Talbot Financial, LLC is based in Bellevue, WA and has been SEC-registered since 2010.
Does Talbot Financial, LLC disclose fund performance?
Talbot Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10500 NE 8th Street, #1700, Bellevue, WA 98004 |
| Phone | 425-533-0797 |
| Fax | 425-463-0061 |
| Office hours | 8:00 a.m. To 3:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.34B▲ 43%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 28%
Larger than 72% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$1.34Bregulatory AUM
Discretionary $1.34BNon-discretionary $809K