Tanaka Capital Management Inc
● SEC registered since 1987CRD 109888SEC# 801-28990Greenwich, CT
Reg. AUM
$69.4M
Employees
3
Accounts
21
Location
Greenwich, CT
Tanaka Capital Management Inc assets under management
Tanaka Capital Management Inc is an SEC-registered investment adviser based in Greenwich, CT. The firm has been registered since 1987. It reports $69.4 million in regulatory assets under management and employs 3 people.
Tanaka Capital Management Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin MacDonald Bratt | Chief Compliance Officer | 10-25% | 2015 |
| Graham Yoshio Tanaka Control | President And Director | Over 75% | 1986 |
Frequently asked questions
How much does Tanaka Capital Management Inc manage?
Tanaka Capital Management Inc reports $69.4 million in regulatory assets under management on its Form ADV.
How many employees does Tanaka Capital Management Inc have?
Tanaka Capital Management Inc reports 3 employees.
Where is Tanaka Capital Management Inc located?
Tanaka Capital Management Inc is based in Greenwich, CT and has been SEC-registered since 1987.
Does Tanaka Capital Management Inc disclose fund performance?
Tanaka Capital Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 777 West Putnam Avenue, Suite 300, Greenwich, CT 06830 |
| Phone | 212-490-3380 |
| Office hours | 8:30a.m.- 5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 816788 |
| Discloses disciplinary history | No |
Regulatory AUM
$69.4M▲ 56%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$69.4Mregulatory AUM
Discretionary $69.4M