Tandem Financial, LLC
● SEC registered since 2021CRD 292565SEC# 801-122130Greenwood Village, CO
Reg. AUM
$541.8M
Employees
6
Accounts
1,406
Location
Greenwood Village, CO
Tandem Financial, LLC assets under management
Tandem Financial, LLC is an investment advisory firm registered with the SEC based in Greenwood Village, CO. The firm has been registered since 2021. It reports $541.8 million in regulatory assets under management and employs 6 people.
Tandem Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Kevin Franklin Control | Co-Founder, Chief Compliance Officer | 50-75% | 2018 |
| Ryan Bradley Erickson Control | Co-Founder/Ceo | 50-75% | 2018 |
Frequently asked questions
How much does Tandem Financial, LLC manage?
Tandem Financial, LLC reports $541.8 million in regulatory assets under management on its Form ADV.
How many employees does Tandem Financial, LLC have?
Tandem Financial, LLC reports 6 employees.
Where is Tandem Financial, LLC located?
Tandem Financial, LLC is based in Greenwood Village, CO and has been SEC-registered since 2021.
Does Tandem Financial, LLC disclose fund performance?
Tandem Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8400 E. Prentice Ave., Suite 1360, Greenwood Village, CO 80111 |
| Phone | (720) 845-5700 |
| Fax | 720-845-5701 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$541.8M▲ 86%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$541.8Mregulatory AUM
Discretionary $513.4MNon-discretionary $28.4M