Tar River Wealth Planning, LLC
● SEC registered since 2023CRD 328530SEC# 801-129188Louisburg, NC
Reg. AUM
$401.2M
Employees
9
Accounts
1,283
Location
Louisburg, NC
About Tar River Wealth Planning
Tar River Wealth Planning creates personalized wealth plans in collaboration with clients’ attorneys and accountants. It serves business owners, families, retirees, family offices, and corporate retirement plans with planning and investment guidance for current needs and future generations.
Summary based on the firm’s website.
Tar River Wealth Planning, LLC assets under management
Tar River Wealth Planning, LLC operates as an SEC-registered investment adviser based in Louisburg, NC. The firm has been registered since 2023. It reports $401.2 million in regulatory assets under management and employs 9 people.
Tar River Wealth Planning, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arturo Ynocencio Casanova Lumpkin Control | Chief Executive Officer And Chief Compliance Officer | 25-50% | 2023 |
| James "tripp" Parker Lumpkin Control | Chief Marketing Officer | 25-50% | 2024 |
| Louis Alfred Wheless Control | Chief Financial Officer | 25-50% | 2023 |
Frequently asked questions
How much does Tar River Wealth Planning, LLC manage?
Tar River Wealth Planning, LLC reports $401.2 million in regulatory assets under management on its Form ADV.
How many employees does Tar River Wealth Planning, LLC have?
Tar River Wealth Planning, LLC reports 9 employees.
Where is Tar River Wealth Planning, LLC located?
Tar River Wealth Planning, LLC is based in Louisburg, NC and has been SEC-registered since 2023.
Does Tar River Wealth Planning, LLC disclose fund performance?
Tar River Wealth Planning, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 109 N Main St, Louisburg, NC 27549-9998 |
| Phone | 919-496-1511 |
| Office hours | 9-5 M-Th, 9-4 F |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$401.2M▲ 8%
Mar '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 54%
Larger than 46% of 16,389 advisers
EmployeesTop 43%
More than 57% of 16,799 advisers
Assets under management
$401.2Mregulatory AUM
Discretionary $259.5MNon-discretionary $141.6M