TD Private Client Wealth LLC
● SEC registered since 2013CRD 164484SEC# 801-77771New York, NY
Reg. AUM
$8.57B
Employees
671
Accounts
25,698
Location
New York, NY
TD Private Client Wealth LLC assets under management
TD Private Client Wealth LLC is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 2013. It reports $8.6 billion in regulatory assets under management and employs 671 people.
TD Private Client Wealth LLC owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan J Chabot Control | Ceo | Under 5% | 2024 |
| Anna Carroll Control | Coo | Under 5% | 2025 |
| Jorge Luis Ortiz Control | Cfo & Finop | Under 5% | 2024 |
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does TD Private Client Wealth LLC manage?
TD Private Client Wealth LLC reports $8.6 billion in regulatory assets under management on its Form ADV.
How many employees does TD Private Client Wealth LLC have?
TD Private Client Wealth LLC reports 671 employees.
Where is TD Private Client Wealth LLC located?
TD Private Client Wealth LLC is based in New York, NY and has been SEC-registered since 2013.
Does TD Private Client Wealth LLC disclose fund performance?
TD Private Client Wealth LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 Vanderbilt Avenue, 23rd Floor, New York, NY 10017 |
| Phone | 877-703-9896 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1551017 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$8.57B▲ 33%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$8.57Bregulatory AUM
Discretionary $8.57B