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Tectonic Capital Advisors, LLC

● SEC registered since 2025CRD 339604SEC# 801-134938Houston, TX
Export (members)
Reg. AUM
$154.4M
Employees
3
Accounts
48
Location
Houston, TX

Tectonic Capital Advisors, LLC assets under management

Tectonic Capital Advisors, LLC is an SEC-registered investment adviser based in Houston, TX. The firm has been registered since 2025. It reports $154.4 million in regulatory assets under management and employs 3 people.

Tectonic Capital Advisors, LLC owners & executives

4 reported
NameTitleOwnershipSince
Arthur Haag Sherman ControlCeoUnder 5%2025
David Lee HuntChief Compliance OfficerUnder 5%2025
Michelle Bartoe Baird ControlChief Financial OfficerUnder 5%2025
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Frequently asked questions

How much does Tectonic Capital Advisors, LLC manage?

Tectonic Capital Advisors, LLC reports $154.4 million in regulatory assets under management on its Form ADV.

How many employees does Tectonic Capital Advisors, LLC have?

Tectonic Capital Advisors, LLC reports 3 employees.

Where is Tectonic Capital Advisors, LLC located?

Tectonic Capital Advisors, LLC is based in Houston, TX and has been SEC-registered since 2025.

Does Tectonic Capital Advisors, LLC disclose fund performance?

Tectonic Capital Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address600 Travis Street, Ste 5900, Houston, TX 77002
Phone(713) 250-4200
Fax(713) 250-4296
Office hours8:30 a.m. To 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Discloses disciplinary historyNo

Regulatory AUM

$154.4MNo change
Mar '26 — $154.4MApr '26 — $154.4MMay '26 — $154.4MJun '26 — $154.4M
Mar '26Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$154.4Mregulatory AUM
Discretionary $154.4M