Thayer Financial, L.L.C.
● SEC registered since 2026CRD 304729SEC# 801-135029Hickory, NC
Reg. AUM
$106.4M
Employees
3
Accounts
493
Location
Hickory, NC
Thayer Financial, L.L.C. assets under management
Thayer Financial, L.L.C. is an investment advisory firm registered with the SEC based in Hickory, NC. The firm has been registered since 2026. It reports $106.4 million in regulatory assets under management and employs 3 people.
Thayer Financial, L.L.C. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kelly Shook Smith Control | Director Of Operations, Cco, Member | 50-75% | 2025 |
| Robert Deaton Smith Control | President, Member | 50-75% | 2018 |
Frequently asked questions
How much does Thayer Financial, L.L.C. manage?
Thayer Financial, L.L.C. reports $106.4 million in regulatory assets under management on its Form ADV.
How many employees does Thayer Financial, L.L.C. have?
Thayer Financial, L.L.C. reports 3 employees.
Where is Thayer Financial, L.L.C. located?
Thayer Financial, L.L.C. is based in Hickory, NC and has been SEC-registered since 2026.
Does Thayer Financial, L.L.C. disclose fund performance?
Thayer Financial, L.L.C. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 439 4th Street SW, Hickory, NC 28602 |
| Phone | (828) 569-2785 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$106.4M▲ 3%
Nov '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$106.4Mregulatory AUM
Discretionary $106.4M