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The Caprock Group, LLC

● SEC registered since 2002CRD 124272SEC# 801-61642Boise, ID
Export (members)
Reg. AUM
$12.48B
Employees
67
Accounts
436
Location
Boise, ID

The Caprock Group, LLC assets under management

The Caprock Group, LLC is an SEC-registered investment adviser based in Boise, ID. The firm has been registered since 2002. It reports $12.5 billion in regulatory assets under management and employs 67 people.

The Caprock Group, LLC owners & executives

10 reported
NameTitleOwnershipSince
Glenn Thomas MichaelChief Financial OfficerUnder 5%2018
Gregory Aaron Brown ControlCo-President5-10%2007
James Richard Rock ControlChief Portfolio StrategistUnder 5%2026
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Frequently asked questions

How much does The Caprock Group, LLC manage?

The Caprock Group, LLC reports $12.5 billion in regulatory assets under management on its Form ADV.

How many employees does The Caprock Group, LLC have?

The Caprock Group, LLC reports 67 employees.

Where is The Caprock Group, LLC located?

The Caprock Group, LLC is based in Boise, ID and has been SEC-registered since 2002.

Does The Caprock Group, LLC disclose fund performance?

The Caprock Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address800 West Main Street, Suite 1150, Boise, ID 83702
Phone(208) 368-9600
Fax(208) 368-9602
Office hours7:30 a.m. - 4:30 p.m.
SEC regionSan Francisco Regional Office (SFRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Regulatory AUM

$12.48B▲ 23%
Mar '25 — $10.15BApr '25 — $10.15BMay '25 — $10.15BJun '25 — $10.15BJul '25 — $10.15BAug '25 — $10.15BSep '25 — $10.15BOct '25 — $10.15BNov '25 — $10.15BDec '25 — $10.15BJan '26 — $10.15BFeb '26 — $10.15BMar '26 — $12.48BApr '26 — $12.48BMay '26 — $12.48BJun '26 — $12.48B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
EmployeesTop 10%
More than 90% of 16,825 advisers

Assets under management

$12.48Bregulatory AUM
Discretionary $12.24BNon-discretionary $237.4M