The Financial Legacy Group, LLC
● SEC registered since 2026CRD 287632SEC# 801-135420Charlotte, NC
Reg. AUM
$107.3M
Employees
3
Accounts
414
Location
Charlotte, NC
The Financial Legacy Group, LLC assets under management
The Financial Legacy Group, LLC is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2026. It reports $107.3 million in regulatory assets under management and employs 3 people.
The Financial Legacy Group, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Steven Paul Abels Control | Managing Member/Chief Compliance Officer | Over 75% | 2016 |
Frequently asked questions
How much does The Financial Legacy Group, LLC manage?
The Financial Legacy Group, LLC reports $107.3 million in regulatory assets under management on its Form ADV.
How many employees does The Financial Legacy Group, LLC have?
The Financial Legacy Group, LLC reports 3 employees.
Where is The Financial Legacy Group, LLC located?
The Financial Legacy Group, LLC is based in Charlotte, NC and has been SEC-registered since 2026.
Does The Financial Legacy Group, LLC disclose fund performance?
The Financial Legacy Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2108 South Blvd, Suite 109, Charlotte, NC 28203 |
| Phone | 704-469-6614 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$107.3MNo change
Jan '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$107.3Mregulatory AUM
Discretionary $107.3M