The Heaton Hoppes Group, LLC
● SEC registered since 2018CRD 115511SEC# 801-113740Cedar Falls, IA
Reg. AUM
$172.5M
Employees
3
Accounts
293
Location
Cedar Falls, IA
The Heaton Hoppes Group, LLC assets under management
The Heaton Hoppes Group, LLC is a registered investment adviser overseen by the SEC based in Cedar Falls, IA. The firm has been registered since 2018. It reports $172.5 million in regulatory assets under management and employs 3 people.
The Heaton Hoppes Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Karla Renee Hoppes Control | Chief Compliance Officer And Managing Member | 50-75% | 2023 |
| Robert Micheal Heaton Control | Member | 25-50% | 2023 |
Frequently asked questions
How much does The Heaton Hoppes Group, LLC manage?
The Heaton Hoppes Group, LLC reports $172.5 million in regulatory assets under management on its Form ADV.
How many employees does The Heaton Hoppes Group, LLC have?
The Heaton Hoppes Group, LLC reports 3 employees.
Where is The Heaton Hoppes Group, LLC located?
The Heaton Hoppes Group, LLC is based in Cedar Falls, IA and has been SEC-registered since 2018.
Does The Heaton Hoppes Group, LLC disclose fund performance?
The Heaton Hoppes Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 411 Viking Road, Suite a, Cedar Falls, IA 50613 |
| Phone | 319-266-6507 |
| Fax | 319-266-6601 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$172.5M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$172.5Mregulatory AUM
Discretionary $172.5M