The Kocen Financial Group, Inc.
● SEC registered since 2005CRD 112129SEC# 801-64553Rancho Mirage, CA
Reg. AUM
$185.9M
Employees
5
Accounts
773
Location
Rancho Mirage, CA
The Kocen Financial Group, Inc. assets under management
The Kocen Financial Group, Inc. is an investment advisory firm registered with the SEC based in Rancho Mirage, CA. The firm has been registered since 2005. It reports $185.9 million in regulatory assets under management and employs 5 people.
The Kocen Financial Group, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bryan Stuart Kocen Control | President | Under 5% | 1991 |
| David Tsikman Control | Chief Compliance Officer | Under 5% | 2024 |
| The Kocen Living Trust, U/A Dated December 18, 2018 Control | Owner | Over 75% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does The Kocen Financial Group, Inc. manage?
The Kocen Financial Group, Inc. reports $185.9 million in regulatory assets under management on its Form ADV.
How many employees does The Kocen Financial Group, Inc. have?
The Kocen Financial Group, Inc. reports 5 employees.
Where is The Kocen Financial Group, Inc. located?
The Kocen Financial Group, Inc. is based in Rancho Mirage, CA and has been SEC-registered since 2005.
Does The Kocen Financial Group, Inc. disclose fund performance?
The Kocen Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 |
| Phone | 760-324-4015 |
| Fax | 760-324-4301 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$185.9M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$185.9Mregulatory AUM
Discretionary $185.9M