The Lam Group, Inc.
● SEC registered since 2004CRD 128055SEC# 801-62544
Reg. AUM
$507.4M
Employees
2
Accounts
270
Location
—
The Lam Group, Inc. assets under management
The Lam Group, Inc. is a registered investment adviser overseen by the SEC. The firm has been registered since 2004. It reports $507.4 million in regulatory assets under management and employs 2 people.
The Lam Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bettina Sarah Lee Control | Chief Operating Officer | 25-50% | 1996 |
| Nelson Jen-Wei Lam Control | President/Chief Compliance Officer | 50-75% | 1996 |
Frequently asked questions
How much does The Lam Group, Inc. manage?
The Lam Group, Inc. reports $507.4 million in regulatory assets under management on its Form ADV.
How many employees does The Lam Group, Inc. have?
The Lam Group, Inc. reports 2 employees.
Does The Lam Group, Inc. disclose fund performance?
The Lam Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 503-730-9345 |
| Fax | 503-210-9344 |
| Office hours | 9:30a.m. - 2:30p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$507.4M▲ 31%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$507.4Mregulatory AUM
Discretionary $415.8MNon-discretionary $91.6M