The Mathes Company, Inc.
● SEC registered since 1997CRD 109288SEC# 801-54747New York, NY
Reg. AUM
$339.8M
Employees
8
Accounts
210
Location
New York, NY
The Mathes Company, Inc. assets under management
The Mathes Company, Inc. is an SEC-registered investment adviser based in New York, NY. The firm has been registered since 1997. It reports $339.8 million in regulatory assets under management and employs 8 people.
The Mathes Company, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Richard Charles Mathes Control | President/Chief Compliance Officer | 50-75% | 2001 |
| Sorrell Mark Mathes Control | Chairman | 25-50% | 1997 |
Frequently asked questions
How much does The Mathes Company, Inc. manage?
The Mathes Company, Inc. reports $339.8 million in regulatory assets under management on its Form ADV.
How many employees does The Mathes Company, Inc. have?
The Mathes Company, Inc. reports 8 employees.
Where is The Mathes Company, Inc. located?
The Mathes Company, Inc. is based in New York, NY and has been SEC-registered since 1997.
Does The Mathes Company, Inc. disclose fund performance?
The Mathes Company, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 12 East 49th Street, Suite 2704, New York, NY 10017 |
| Phone | 212-277-5553 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$339.8M▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 59%
Larger than 41% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$339.8Mregulatory AUM
Discretionary $339.8M