The Mosaic Financial Group, LLC
● SEC registered since 2000CRD 109816SEC# 801-58120Chicago, IL
Reg. AUM
$948.7M
Employees
27
Accounts
596
Location
Chicago, IL
The Mosaic Financial Group, LLC assets under management
The Mosaic Financial Group, LLC is an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2000. It reports $948.7 million in regulatory assets under management and employs 27 people.
The Mosaic Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Derrick J. Allen Control | Partner | 25-50% | 2018 |
| Jane-Ellen Marie Wolak Control | Partner | Under 5% | 2000 |
| Timothy John Debruyne Control | Partner, Chief Compliance Officer | 25-50% | 2018 |
Frequently asked questions
How much does The Mosaic Financial Group, LLC manage?
The Mosaic Financial Group, LLC reports $948.7 million in regulatory assets under management on its Form ADV.
How many employees does The Mosaic Financial Group, LLC have?
The Mosaic Financial Group, LLC reports 27 employees.
Where is The Mosaic Financial Group, LLC located?
The Mosaic Financial Group, LLC is based in Chicago, IL and has been SEC-registered since 2000.
Does The Mosaic Financial Group, LLC disclose fund performance?
The Mosaic Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 225 W. Randolph Street, Suite 2425, Chicago, IL 60606 |
| Phone | 312-255-5490 |
| Fax | 312-255-5495 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$948.7M▲ 6%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 34%
Larger than 66% of 16,271 advisers
EmployeesTop 19%
More than 81% of 16,825 advisers
Assets under management
$948.7Mregulatory AUM
Discretionary $305.2MNon-discretionary $643.5M