The Mustico Financial Group, Inc.
● SEC registered since 2007CRD 125763SEC# 801-67939Elmira, NY
Reg. AUM
$316.5M
Employees
4
Accounts
466
Location
Elmira, NY
The Mustico Financial Group, Inc. assets under management
The Mustico Financial Group, Inc. is a registered investment adviser overseen by the SEC based in Elmira, NY. The firm has been registered since 2007. It reports $316.5 million in regulatory assets under management and employs 4 people.
The Mustico Financial Group, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael William Mustico Control | President / Chief Compliance Officer | Over 75% | 2002 |
Frequently asked questions
How much does The Mustico Financial Group, Inc. manage?
The Mustico Financial Group, Inc. reports $316.5 million in regulatory assets under management on its Form ADV.
How many employees does The Mustico Financial Group, Inc. have?
The Mustico Financial Group, Inc. reports 4 employees.
Where is The Mustico Financial Group, Inc. located?
The Mustico Financial Group, Inc. is based in Elmira, NY and has been SEC-registered since 2007.
Does The Mustico Financial Group, Inc. disclose fund performance?
The Mustico Financial Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 221 West Church St., Elmira, NY 14901 |
| Phone | 607-733-7935 |
| Fax | 607-271-9736 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$316.5M▲ 26%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 61%
Larger than 39% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$316.5Mregulatory AUM
Discretionary $310.8MNon-discretionary $5.7M