The Pinnacle Financial Group
● SEC registered since 2012CRD 164395SEC# 801-77304Rockville Centre, NY
Reg. AUM
$1.38B
Employees
54
Accounts
3,729
Location
Rockville Centre, NY
The Pinnacle Financial Group assets under management
The Pinnacle Financial Group is a registered investment adviser overseen by the SEC based in Rockville Centre, NY. The firm has been registered since 2012. It reports $1.4 billion in regulatory assets under management and employs 54 people.
The Pinnacle Financial Group owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Donald Esposito Control | President/Chief Compliance Officer | Over 75% | 2012 |
Frequently asked questions
How much does The Pinnacle Financial Group manage?
The Pinnacle Financial Group reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does The Pinnacle Financial Group have?
The Pinnacle Financial Group reports 54 employees.
Where is The Pinnacle Financial Group located?
The Pinnacle Financial Group is based in Rockville Centre, NY and has been SEC-registered since 2012.
Does The Pinnacle Financial Group disclose fund performance?
The Pinnacle Financial Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9 South Long Beach Road, Rockville Centre, NY 11570 |
| Phone | 516-763-9700 |
| Fax | 516-763-9706 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.38B▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,271 advisers
EmployeesTop 11%
More than 89% of 16,825 advisers
Assets under management
$1.38Bregulatory AUM
Discretionary $1.38B