The Putney Financial Group LLC
● SEC registered since 2004CRD 111639SEC# 801-62638San Rafael, CA
Reg. AUM
$205.4M
Employees
8
Accounts
948
Location
San Rafael, CA
The Putney Financial Group LLC assets under management
The Putney Financial Group LLC is a registered investment adviser overseen by the SEC based in San Rafael, CA. The firm has been registered since 2004. It reports $205.4 million in regulatory assets under management and employs 8 people.
The Putney Financial Group LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Raymond Lawrence Lent Control | Founder/Managing Member/Chief Compliance Officer | Over 75% | 1997 |
Frequently asked questions
How much does The Putney Financial Group LLC manage?
The Putney Financial Group LLC reports $205.4 million in regulatory assets under management on its Form ADV.
How many employees does The Putney Financial Group LLC have?
The Putney Financial Group LLC reports 8 employees.
Where is The Putney Financial Group LLC located?
The Putney Financial Group LLC is based in San Rafael, CA and has been SEC-registered since 2004.
Does The Putney Financial Group LLC disclose fund performance?
The Putney Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 Smith Ranch Road, Suite 110, San Rafael, CA 94903 |
| Phone | 415-460-1990 |
| Fax | 415-460-1997 |
| Office hours | 9a.m.-5p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$205.4M▲ 10%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$205.4Mregulatory AUM
Discretionary $202.1MNon-discretionary $3.4M