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The Wealth Alliance, LLC

● SEC registered since 2019CRD 305052SEC# 801-117251Melville, NY
Export (members)
Reg. AUM
$2.1B
Employees
29
Accounts
4,620
Location
Melville, NY

The Wealth Alliance, LLC assets under management

The Wealth Alliance, LLC is an SEC-registered investment adviser based in Melville, NY. The firm has been registered since 2019. It reports $2.1 billion in regulatory assets under management and employs 29 people.

The Wealth Alliance, LLC owners & executives

18 reported
NameTitleOwnershipSince
Eric Andrew Diton ControlPresident And Managing DirectorUnder 5%2019
Karin Marie Tirrell ControlChief Compliance OfficerUnder 5%2026
Matthew Phillip Thomson ControlDirector Of OperationsUnder 5%2025
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Frequently asked questions

How much does The Wealth Alliance, LLC manage?

The Wealth Alliance, LLC reports $2.1 billion in regulatory assets under management on its Form ADV.

How many employees does The Wealth Alliance, LLC have?

The Wealth Alliance, LLC reports 29 employees.

Where is The Wealth Alliance, LLC located?

The Wealth Alliance, LLC is based in Melville, NY and has been SEC-registered since 2019.

Does The Wealth Alliance, LLC disclose fund performance?

The Wealth Alliance, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address105 Broadhollow Road, Melville, NY 11747
Phone(631) 670-0682
Fax631-760-8854
Office hours9:00a.m. To 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$2.1B▲ 10%
Mar '25 — $1.91BApr '25 — $1.91BMay '25 — $1.91BJun '25 — $1.91BJul '25 — $1.91BAug '25 — $1.91BSep '25 — $1.91BOct '25 — $1.91BNov '25 — $1.91BDec '25 — $1.91BJan '26 — $1.91BFeb '26 — $1.91BMar '26 — $2.1BApr '26 — $2.1BMay '26 — $2.1BJun '26 — $2.1B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 18%
More than 82% of 16,825 advisers

Assets under management

$2.1Bregulatory AUM
Discretionary $2.09BNon-discretionary $8.2M