The Wealthplan LLC
● SEC registered since 2024CRD 306820SEC# 801-130235Great Neck, NY
Reg. AUM
$87.5M
Employees
1
Accounts
356
Location
Great Neck, NY
The Wealthplan LLC assets under management
The Wealthplan LLC is an SEC-registered investment adviser based in Great Neck, NY. The firm has been registered since 2024. It reports $87.5 million in regulatory assets under management and employs 1 people.
The Wealthplan LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Efrem Warshaw Control | Managing Member/Cco | Over 75% | 2016 |
Frequently asked questions
How much does The Wealthplan LLC manage?
The Wealthplan LLC reports $87.5 million in regulatory assets under management on its Form ADV.
How many employees does The Wealthplan LLC have?
The Wealthplan LLC reports 1 employees.
Where is The Wealthplan LLC located?
The Wealthplan LLC is based in Great Neck, NY and has been SEC-registered since 2024.
Does The Wealthplan LLC disclose fund performance?
The Wealthplan LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 60 Cutter Mill Road, Suite 100-G, Great Neck, NY 11021 |
| Phone | 516-400-7111 |
| Fax | 516-400-2411 |
| Office hours | By Appt Only |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$87.5M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 94%
Larger than 6% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$87.5Mregulatory AUM
Discretionary $84.1MNon-discretionary $3.4M