Theory Financial LLC
● SEC registered since 2021CRD 304084SEC# 801-122366Fort Collins, CO
Reg. AUM
$319.2M
Employees
3
Accounts
676
Location
Fort Collins, CO
Theory Financial LLC assets under management
Theory Financial LLC is an SEC-registered investment adviser based in Fort Collins, CO. The firm has been registered since 2021. It reports $319.2 million in regulatory assets under management and employs 3 people.
Theory Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Charles Leland Nedele Control | Chief Operating Officer | Under 5% | 2026 |
| Ryan Charles Stout Control | Managing Member/Cco | Over 75% | 2019 |
Frequently asked questions
How much does Theory Financial LLC manage?
Theory Financial LLC reports $319.2 million in regulatory assets under management on its Form ADV.
How many employees does Theory Financial LLC have?
Theory Financial LLC reports 3 employees.
Where is Theory Financial LLC located?
Theory Financial LLC is based in Fort Collins, CO and has been SEC-registered since 2021.
Does Theory Financial LLC disclose fund performance?
Theory Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2580 Harmony Road, Suite 201, Fort Collins, CO 80528 |
| Phone | 970-305-4649 |
| Office hours | 8 a.m. - 4 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$319.2M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$319.2Mregulatory AUM
Discretionary $315.4MNon-discretionary $3.9M