Three Peaks Capital Management, LLC
● SEC registered since 2003CRD 127402SEC# 801-62196Castle Rock, CO
Reg. AUM
$222.9M
Employees
5
Accounts
72
Location
Castle Rock, CO
Three Peaks Capital Management, LLC assets under management
Three Peaks Capital Management, LLC operates as an SEC-registered investment adviser based in Castle Rock, CO. The firm has been registered since 2003. It reports $222.9 million in regulatory assets under management and employs 5 people.
Three Peaks Capital Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Lee Bauman Control | Chief Operations Officer | Under 5% | 2012 |
| Ashley Diane McLaughlin | Chief Compliance Officer | Under 5% | 2020 |
| Sandy Ray Rufenacht Control | Managing Member, Chief Executive Officer, Chief Investment Officer | Over 75% | 2003 |
Frequently asked questions
How much does Three Peaks Capital Management, LLC manage?
Three Peaks Capital Management, LLC reports $222.9 million in regulatory assets under management on its Form ADV.
How many employees does Three Peaks Capital Management, LLC have?
Three Peaks Capital Management, LLC reports 5 employees.
Where is Three Peaks Capital Management, LLC located?
Three Peaks Capital Management, LLC is based in Castle Rock, CO and has been SEC-registered since 2003.
Does Three Peaks Capital Management, LLC disclose fund performance?
Three Peaks Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3750 Dacoro Lane, Suite 100, Castle Rock, CO 80109 |
| Phone | 303-221-9480 |
| Fax | 303-221-4065 |
| Office hours | 8:00 a.m.- 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1598013 |
| Discloses disciplinary history | No |
Regulatory AUM
$222.9M▼ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$222.9Mregulatory AUM
Discretionary $222.9M