Tier1 Alpha Asset Management, LLC
CRD 344870SEC# 801-137651
No longer SEC-registered. Tier1 Alpha Asset Management, LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
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Employees
7
Accounts
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Location
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Tier1 Alpha Asset Management, LLC assets under management
Tier1 Alpha Asset Management, LLC operates as an SEC-registered investment adviser. It employs 7 people.
Tier1 Alpha Asset Management, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Craig Douglas Peterson | Head Of Research | 10-25% | 2026 |
| David Rex Pegler | Head Of Distribution | 10-25% | 2026 |
| James Seth Metcalf Control | Chief Operating Officer And Chief Financial Officer; Member & Manager | 10-25% | 2026 |
| Michael Walter Green Control | Chief Executive Officer And Chief Investment Officer; Member & Manager | 50-75% | 2026 |
| Shealyn McGuire Sullivan | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How many employees does Tier1 Alpha Asset Management, LLC have?
Tier1 Alpha Asset Management, LLC reports 7 employees.
Does Tier1 Alpha Asset Management, LLC disclose fund performance?
Tier1 Alpha Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Office hours | By Appointment |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 51%
More than 49% of 16,799 advisers