Tingey Financial Group Inc.
● SEC registered since 2026CRD 334198SEC# 801-136459
Reg. AUM
$257M
Employees
7
Accounts
378
Location
—
Tingey Financial Group Inc. assets under management
Tingey Financial Group Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2026. It reports $257 million in regulatory assets under management and employs 7 people.
Tingey Financial Group Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alan Burton Tingey Control | President | Over 75% | 2024 |
| Stephen Q Spencer Control | Cco | Under 5% | 2025 |
Frequently asked questions
How much does Tingey Financial Group Inc. manage?
Tingey Financial Group Inc. reports $257 million in regulatory assets under management on its Form ADV.
How many employees does Tingey Financial Group Inc. have?
Tingey Financial Group Inc. reports 7 employees.
Does Tingey Financial Group Inc. disclose fund performance?
Tingey Financial Group Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 801-624-6850 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 2129674 |
| Discloses disciplinary history | No |
Regulatory AUM
$257MNo change
May '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$257Mregulatory AUM
Discretionary $257M