Tone Capital, LLC
● SEC registered since 2025CRD 285622SEC# 801-132702Richmond, VA
Reg. AUM
$118.3M
Employees
4
Accounts
320
Location
Richmond, VA
Tone Capital, LLC assets under management
Tone Capital, LLC operates as an SEC-registered investment adviser based in Richmond, VA. The firm has been registered since 2025. It reports $118.3 million in regulatory assets under management and employs 4 people.
Tone Capital, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bonnie Mills Smallwood | Partner | 10-25% | 2020 |
| Gregory Stephen Sabo Control | Principal | 25-50% | 2016 |
| James Joseph Shannon Control | Principal & Chief Compliance Officer | 25-50% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Tone Capital, LLC manage?
Tone Capital, LLC reports $118.3 million in regulatory assets under management on its Form ADV.
How many employees does Tone Capital, LLC have?
Tone Capital, LLC reports 4 employees.
Where is Tone Capital, LLC located?
Tone Capital, LLC is based in Richmond, VA and has been SEC-registered since 2025.
Does Tone Capital, LLC disclose fund performance?
Tone Capital, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4120 W. Broad Street, Richmond, VA 23230 |
| Phone | (804) 447-1404 |
| Fax | N/A |
| Office hours | 9 a.m. To 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$118.3M▲ 15%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$118.3Mregulatory AUM
Discretionary $115MNon-discretionary $3.2M