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Toomey Investment Management, Inc

● SEC registered since 2018CRD 127346SEC# 801-112517Wallingford, CT
Export (members)
Reg. AUM
$321M
Employees
3
Accounts
871
Location
Wallingford, CT

Toomey Investment Management, Inc assets under management

Toomey Investment Management, Inc operates as an SEC-registered investment adviser based in Wallingford, CT. The firm has been registered since 2018. It reports $321 million in regulatory assets under management and employs 3 people.

Toomey Investment Management, Inc owners & executives

3 reported
NameTitleOwnershipSince
Austin Patrick ToomeyVice-PresidentUnder 5%2009
Brendan Richard Toomey ControlChief Compliance OfficerOver 75%2009
Brendan Richard Toomey ControlPresidentOver 75%2009

Frequently asked questions

How much does Toomey Investment Management, Inc manage?

Toomey Investment Management, Inc reports $321 million in regulatory assets under management on its Form ADV.

How many employees does Toomey Investment Management, Inc have?

Toomey Investment Management, Inc reports 3 employees.

Where is Toomey Investment Management, Inc located?

Toomey Investment Management, Inc is based in Wallingford, CT and has been SEC-registered since 2018.

Does Toomey Investment Management, Inc disclose fund performance?

Toomey Investment Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address420 Center Street, 1st Floor, Wallingford, CT 06492
Phone203-949-1710
Fax203-265-6874
Office hours9:00a.m. - 4:30p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$321M▲ 19%
Feb '25 — $270.6MMar '25 — $270.6MApr '25 — $270.6MMay '25 — $270.6MJun '25 — $270.6MJul '25 — $270.6MAug '25 — $270.6MSep '25 — $270.6MOct '25 — $270.6MNov '25 — $270.6MDec '25 — $270.6MJan '26 — $321MFeb '26 — $321MMar '26 — $321MApr '26 — $321MMay '26 — $321MJun '26 — $321M
Feb '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers

Assets under management

$321Mregulatory AUM
Discretionary $315.1MNon-discretionary $6M