Tradewinds Capital Management, LLC
● SEC registered since 2008CRD 145934SEC# 801-68789Bellingham, WA
Reg. AUM
$727.3M
Employees
10
Accounts
2,268
Location
Bellingham, WA
Tradewinds Capital Management, LLC assets under management
Tradewinds Capital Management, LLC operates as an SEC-registered investment adviser based in Bellingham, WA. The firm has been registered since 2008. It reports $727.3 million in regulatory assets under management and employs 10 people.
Tradewinds Capital Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bryant James Engebretson Control | Managing Principal | Over 75% | 2012 |
| Donald Bradley Pence Control | Chief Compliance Officer | Under 5% | 2024 |
| Kyle B Jackson | Principal | 10-25% | 2023 |
Frequently asked questions
How much does Tradewinds Capital Management, LLC manage?
Tradewinds Capital Management, LLC reports $727.3 million in regulatory assets under management on its Form ADV.
How many employees does Tradewinds Capital Management, LLC have?
Tradewinds Capital Management, LLC reports 10 employees.
Where is Tradewinds Capital Management, LLC located?
Tradewinds Capital Management, LLC is based in Bellingham, WA and has been SEC-registered since 2008.
Does Tradewinds Capital Management, LLC disclose fund performance?
Tradewinds Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2211 Rimland Drive, Suite 401, Bellingham, WA 98226 |
| Phone | 360-715-9000 |
| Fax | 360-715-9001 |
| Office hours | 8a.m. - 4p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1616026 |
| Discloses disciplinary history | No |
Regulatory AUM
$727.3M▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$727.3Mregulatory AUM
Discretionary $727.3M