Tradewinds, LLC
● SEC registered since 2021CRD 316415SEC# 801-122614Raleigh, NC
Reg. AUM
$659.4M
Employees
12
Accounts
1,672
Location
Raleigh, NC
Tradewinds, LLC assets under management
Tradewinds, LLC is a registered investment adviser overseen by the SEC based in Raleigh, NC. The firm has been registered since 2021. It reports $659.4 million in regulatory assets under management and employs 12 people.
Tradewinds, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ian Disbrow Meiksins Control | Chief Compliance Officer | Under 5% | 2021 |
| Stephanie Ross Williams Control | President | Under 5% | 2023 |
| Timothy M. Whitney Control | Chief Executive Officer | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Tradewinds, LLC manage?
Tradewinds, LLC reports $659.4 million in regulatory assets under management on its Form ADV.
How many employees does Tradewinds, LLC have?
Tradewinds, LLC reports 12 employees.
Where is Tradewinds, LLC located?
Tradewinds, LLC is based in Raleigh, NC and has been SEC-registered since 2021.
Does Tradewinds, LLC disclose fund performance?
Tradewinds, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4600 Marriott Dr., Suite 200, Raleigh, NC 27612 |
| Phone | 984.257.9091 |
| Fax | 919-322-2330 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$659.4M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$659.4Mregulatory AUM
Discretionary $659.4M