Transamerica Financial Advisors, LLC
● SEC registered since 1991CRD 16164SEC# 801-38618Philadelphia, PA
Reg. AUM
$2.11B
Employees
991
Accounts
42,735
Location
Philadelphia, PA
Transamerica Financial Advisors, LLC assets under management
Transamerica Financial Advisors, LLC is an SEC-registered investment adviser based in Philadelphia, PA. The firm has been registered since 1991. It reports $2.1 billion in regulatory assets under management and employs 991 people.
Transamerica Financial Advisors, LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ausa Holding, LLC Control | Owner | Over 75% | 1991 |
| Brian Beitzel Control | Director, Chief Financial Officer | Under 5% | 2017 |
| Christina D Kramer Control | Chief Compliance Officer | Under 5% | 2022 |
See all 8 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Transamerica Financial Advisors, LLC manage?
Transamerica Financial Advisors, LLC reports $2.1 billion in regulatory assets under management on its Form ADV.
How many employees does Transamerica Financial Advisors, LLC have?
Transamerica Financial Advisors, LLC reports 991 employees.
Where is Transamerica Financial Advisors, LLC located?
Transamerica Financial Advisors, LLC is based in Philadelphia, PA and has been SEC-registered since 1991.
Does Transamerica Financial Advisors, LLC disclose fund performance?
Transamerica Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Two Liberty Place, 50 South 16th Street, Suite 3700, Philadelphia, PA 19102 |
| Phone | 770-248-3271 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 761908 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.11B▲ 30%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 22%
Larger than 78% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$2.11Bregulatory AUM
Discretionary $1.66BNon-discretionary $443.5M