Treetop Wealth Management, LLC
● SEC registered since 2021CRD 155013SEC# 801-121465Northfield, IL
Reg. AUM
$210M
Employees
3
Accounts
350
Location
Northfield, IL
Treetop Wealth Management, LLC assets under management
Treetop Wealth Management, LLC is an investment advisory firm registered with the SEC based in Northfield, IL. The firm has been registered since 2021. It reports $210 million in regulatory assets under management and employs 3 people.
Treetop Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David John Pedley Control | Member | 25-50% | 2010 |
| Kevin Michael Yeoman Control | Member/Chief Compliance Officer | 25-50% | 2010 |
| Patrick Ryan Nord Control | Managing Member | 25-50% | 2010 |
Frequently asked questions
How much does Treetop Wealth Management, LLC manage?
Treetop Wealth Management, LLC reports $210 million in regulatory assets under management on its Form ADV.
How many employees does Treetop Wealth Management, LLC have?
Treetop Wealth Management, LLC reports 3 employees.
Where is Treetop Wealth Management, LLC located?
Treetop Wealth Management, LLC is based in Northfield, IL and has been SEC-registered since 2021.
Does Treetop Wealth Management, LLC disclose fund performance?
Treetop Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Northfield Plaza, Suite 106, Northfield, IL 60093 |
| Phone | 847-386-6707 |
| Office hours | By Appointment Only |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$210M▲ 14%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 73%
Larger than 27% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$210Mregulatory AUM
Discretionary $210M