Triangle Securities Wealth Management, Inc
● SEC registered since 2008CRD 148156SEC# 801-69531Raleigh, NC
Reg. AUM
$1.29B
Employees
14
Accounts
1,170
Location
Raleigh, NC
Triangle Securities Wealth Management, Inc assets under management
Triangle Securities Wealth Management, Inc is an SEC-registered investment adviser based in Raleigh, NC. The firm has been registered since 2008. It reports $1.3 billion in regulatory assets under management and employs 14 people.
Triangle Securities Wealth Management, Inc owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cathy Lynn Thomas | Member | 5-10% | 2008 |
| Deborah Lynn Kaufman | Managing Director | 5-10% | 2018 |
| Jessica Rosenfeld Sherburne Control | Chief Operations Officer, Chief Compliance Officer | 5-10% | 2024 |
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Triangle Securities Wealth Management, Inc manage?
Triangle Securities Wealth Management, Inc reports $1.3 billion in regulatory assets under management on its Form ADV.
How many employees does Triangle Securities Wealth Management, Inc have?
Triangle Securities Wealth Management, Inc reports 14 employees.
Where is Triangle Securities Wealth Management, Inc located?
Triangle Securities Wealth Management, Inc is based in Raleigh, NC and has been SEC-registered since 2008.
Does Triangle Securities Wealth Management, Inc disclose fund performance?
Triangle Securities Wealth Management, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1301 Annapolis Drive, Raleigh, NC 27608 |
| Phone | 919-838-3221 |
| Fax | 919-838-9081 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| CIK | 1541353 |
| Discloses disciplinary history | No |
Regulatory AUM
$1.29B▲ 16%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 29%
Larger than 71% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$1.29Bregulatory AUM
Discretionary $1.29B