Tribeca Financial, LLC
● SEC registered since 2001CRD 113245SEC# 801-60441Mesa, AZ
Reg. AUM
$248.3M
Employees
6
Accounts
574
Location
Mesa, AZ
Tribeca Financial, LLC assets under management
Tribeca Financial, LLC is an investment advisory firm registered with the SEC based in Mesa, AZ. The firm has been registered since 2001. It reports $248.3 million in regulatory assets under management and employs 6 people.
Tribeca Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Hawkins Financial Services, LLC Control | Owner | 50-75% | 2025 |
| Ricedorff Financial Services, LLC Control | Owner | 50-75% | 2022 |
| Ryan J Ricedorff Control | Chief Compliance Officer | 50-75% | 2022 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Tribeca Financial, LLC manage?
Tribeca Financial, LLC reports $248.3 million in regulatory assets under management on its Form ADV.
How many employees does Tribeca Financial, LLC have?
Tribeca Financial, LLC reports 6 employees.
Where is Tribeca Financial, LLC located?
Tribeca Financial, LLC is based in Mesa, AZ and has been SEC-registered since 2001.
Does Tribeca Financial, LLC disclose fund performance?
Tribeca Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2812 N. Norwalk, Ste 103, Mesa, AZ 85215 |
| Phone | 480-553-6247 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$248.3M▲ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 68%
Larger than 32% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$248.3Mregulatory AUM
Discretionary $180.2MNon-discretionary $68.1M