Tricapital Wealth Management, Inc.
● SEC registered since 2022CRD 118788SEC# 801-123572Charlotte, NC
Reg. AUM
$132.7M
Employees
3
Accounts
192
Location
Charlotte, NC
Tricapital Wealth Management, Inc. assets under management
Tricapital Wealth Management, Inc. is an SEC-registered investment adviser based in Charlotte, NC. The firm has been registered since 2022. It reports $132.7 million in regulatory assets under management and employs 3 people.
Tricapital Wealth Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Randall Eugene White Control | President/Chief Compliance Officer | Over 75% | 1999 |
Frequently asked questions
How much does Tricapital Wealth Management, Inc. manage?
Tricapital Wealth Management, Inc. reports $132.7 million in regulatory assets under management on its Form ADV.
How many employees does Tricapital Wealth Management, Inc. have?
Tricapital Wealth Management, Inc. reports 3 employees.
Where is Tricapital Wealth Management, Inc. located?
Tricapital Wealth Management, Inc. is based in Charlotte, NC and has been SEC-registered since 2022.
Does Tricapital Wealth Management, Inc. disclose fund performance?
Tricapital Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | Three South Executive Park, 6115 Park South Drive, Suite 330, Charlotte, NC 28210 |
| Phone | 704-571-8778 |
| Fax | 704-571-8779 |
| Office hours | 8:30a.m. - 5p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$132.7M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 87%
Larger than 13% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$132.7Mregulatory AUM
Discretionary $127.2MNon-discretionary $5.5M