UBS Financial Services Inc.
● SEC registered since 1971CRD 8174SEC# 801-7163Weehawken, NJ
Reg. AUM
$915.79B
Employees
12,524
Accounts
1,144,309
Location
Weehawken, NJ
UBS Financial Services Inc. assets under management
UBS Financial Services Inc. operates as an SEC-registered investment adviser based in Weehawken, NJ. The firm has been registered since 1971. It reports $915.8 billion in regulatory assets under management and employs 12,524 people.
UBS Financial Services Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Joseph Somma Control | Principal Operations Officer | Under 5% | 2019 |
| Kiye Sakai | General Counsel | Under 5% | 2022 |
| Lauren Munfa | Chief Compliance Officer | Under 5% | 2023 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does UBS Financial Services Inc. manage?
UBS Financial Services Inc. reports $915.8 billion in regulatory assets under management on its Form ADV.
How many employees does UBS Financial Services Inc. have?
UBS Financial Services Inc. reports 12,524 employees.
Where is UBS Financial Services Inc. located?
UBS Financial Services Inc. is based in Weehawken, NJ and has been SEC-registered since 1971.
Does UBS Financial Services Inc. disclose fund performance?
UBS Financial Services Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1200 Harbor Boulevard, Weehawken, NJ 07086 |
| Phone | 201-352-3000 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$915.79B▲ 1132154%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$915.79Bregulatory AUM
Discretionary $402.98BNon-discretionary $512.81B