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Ug Investment Advisers Ltd.

● SEC registered since 2013CRD 167183SEC# 801-78224Taipei
Export (members)
Reg. AUM
$4.68B
Employees
39
Accounts
2
Location
Taipei

Ug Investment Advisers Ltd. assets under management

Ug Investment Advisers Ltd. is a registered investment adviser overseen by the SEC based in Taipei. The firm has been registered since 2013. It reports $4.7 billion in regulatory assets under management and employs 39 people.

Ug Investment Advisers Ltd. owners & executives

7 reported
NameTitleOwnershipSince
Chia Chen ControlChief Operating OfficerUnder 5%2017
Jui Fang Tsai ControlChief Investment OfficerUnder 5%2000
Ming Ching Wang ControlChief Executive Officer / DirectorUnder 5%1998
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Frequently asked questions

How much does Ug Investment Advisers Ltd. manage?

Ug Investment Advisers Ltd. reports $4.7 billion in regulatory assets under management on its Form ADV.

How many employees does Ug Investment Advisers Ltd. have?

Ug Investment Advisers Ltd. reports 39 employees.

Where is Ug Investment Advisers Ltd. located?

Ug Investment Advisers Ltd. is based in Taipei and has been SEC-registered since 2013.

Does Ug Investment Advisers Ltd. disclose fund performance?

Ug Investment Advisers Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11f, No. 95, Section 2, Dunhua S. Road, Taipei 106
Phone886-9-2042-9057
Fax886-2-6602-1276
Office hours8:00 a.m. - 6:00 p.m.
SEC regionHQ
CIK1697814
Discloses disciplinary historyNo

Regulatory AUM

$4.68B▲ 45%
Jun '25 — $3.23BJul '25 — $3.23BAug '25 — $3.23BSep '25 — $4.68BOct '25 — $4.68BNov '25 — $4.68BDec '25 — $4.68BJan '26 — $4.68BFeb '26 — $4.68BMar '26 — $4.68BApr '26 — $4.68BMay '26 — $4.68BJun '26 — $4.68B
Jun '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 13%
Larger than 87% of 16,271 advisers
EmployeesTop 14%
More than 86% of 16,825 advisers

Assets under management

$4.68Bregulatory AUM
Discretionary $0Non-discretionary $4.68B