Ullico Investment Advisors, Inc.
● SEC registered since 1990CRD 106628SEC# 801-36371Silver Spring, MD
Ranks #700 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$13.92B
Fund GAV
$8.86B
Private funds
9
Employees
92
Accounts
25
Location
Silver Spring, MD
Ullico Investment Advisors, Inc. assets under management
Ullico Investment Advisors, Inc. is an SEC-registered investment adviser based in Silver Spring, MD. The firm has been registered since 1990. It reports $13.9 billion in regulatory assets under management and employs 92 people. Ullico Investment Advisors, Inc. manages 9 private funds with combined gross assets of $8.9 billion, including Ullico Infrastructure Tax-Exempt Fund, L.P. By regulatory assets, it ranks 700 of 6,004 private fund managers.
Ullico Investment Advisors, Inc. private funds
9 funds · $8.86B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Ullico Infrastructure Tax-Exempt Fund, L.P. | Private Equity | $5.87B | $5M |
| Ullico Infrastructure Taxable Fund, L.P. | Private Equity | $974.4M | $5M |
| Ullico Diversified International Equity Fund, L.P | Other Private | $876.7M | $1M |
| The Union Labor Life Insurance Company Separate Account R | Other Private | $421.9M | — |
| The Union Labor Life Insurance Company Separate Account W1 | Other Private | $370.3M | — |
| Ullico Value-Add Real Estate Fund I, L.P. | Real Estate | $190.2M | $1M |
| Ullico International Small Cap Fund, L.P. | Other Private | $89.3M | $1M |
| The Union Labor Life Insurance Company Separate Account C | Other Private | $58.8M | — |
| The Union Labor Life Insurance Company Separate Account T | Other Private | $189K | — |
Ullico Investment Advisors, Inc. owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cathy Ann Humphrey Control | Sr. Vice President | Under 5% | 2024 |
| Cathy Ann Humphrey Control | Director, Chief Operating Officer | Under 5% | 2012 |
| Herbert Kolben Control | Director, Sr. Vice President | Under 5% | 2011 |
| Hugh James Darcey Control | Sr. Vice President, Real Estate Equity Fund | Under 5% | 2023 |
| Joseph Richard Linehan Control | President, Director | Under 5% | 2011 |
| Kenneth Dunlop Scott Control | Director | Under 5% | 2017 |
| Peter T Haley Control | Sr. Vice President | Under 5% | 2024 |
| Richard Francis Larocque Control | Chief Compliance Officer | Under 5% | 2011 |
| Ullico Inc. Control | Beneficial Owner | Over 75% | 1990 |
| Yinan Yu Control | Chief Financial Officer, Secretary, Treasurer, Director | Under 5% | 2024 |
Frequently asked questions
How much does Ullico Investment Advisors, Inc. manage?
Ullico Investment Advisors, Inc. reports $13.9 billion in regulatory assets under management on its Form ADV.
How many private funds does Ullico Investment Advisors, Inc. manage?
Ullico Investment Advisors, Inc. manages 9 private funds with combined gross assets of $8.9 billion.
How many employees does Ullico Investment Advisors, Inc. have?
Ullico Investment Advisors, Inc. reports 92 employees.
Where is Ullico Investment Advisors, Inc. located?
Ullico Investment Advisors, Inc. is based in Silver Spring, MD and has been SEC-registered since 1990.
Does Ullico Investment Advisors, Inc. disclose fund performance?
Ullico Investment Advisors, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8403 Colesville Road, 13th Floor, Silver Spring, MD 20910 |
| Phone | 202-962-8951 |
| Fax | 202-682-6784 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | No |
Regulatory AUM
$13.92B▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
AUM vs fund managersTop 12%
Larger than 88% of 6,004 private-fund managers
Number of fundsTop 27%
More funds than 73% of fund managers
EmployeesTop 8%
More than 92% of 16,825 advisers
Assets under management
$13.92Bregulatory AUM
Discretionary $13.92B
Fund type mix
Other Private6
Private Equity2
Real Estate1