Ullman Investment Counsel LLC
CRD 342915SEC# 801-137337Toronto, Ontario
No longer SEC-registered. Ullman Investment Counsel LLC appears in historical Form ADV filings but is not in the current SEC roster. Figures reflect its most recent filing.
Reg. AUM
—
Employees
10
Accounts
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Location
Toronto, Ontario
Ullman Investment Counsel LLC assets under management
Ullman Investment Counsel LLC is a registered investment adviser overseen by the SEC based in Toronto, Ontario. It employs 10 people.
Ullman Investment Counsel LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cliff Pereira Control | Compliance Manager | Under 5% | 2026 |
| Kristopher Scott Walker | Chief Compliance Officer | Under 5% | 2026 |
| Lawrence Steven Ullman Control | Chief Executive Officer And Chief Investment Officer | Under 5% | 2026 |
| Marlon Harrison Rosenberg Control | Head, Client Wealth Management | Under 5% | 2026 |
| Steven Michael Harris Control | President And Chief Operating Officer | 5-10% | 2026 |
| Ullman Investment Counsel (canada) Ltd. Control | Owner | Over 75% | 2026 |
| Alyu Inc. Control | Owner | Over 75% | 2026 |
| Lawrence Steven Ullman Control | President | Over 75% | 2026 |
Frequently asked questions
How many employees does Ullman Investment Counsel LLC have?
Ullman Investment Counsel LLC reports 10 employees.
Where is Ullman Investment Counsel LLC located?
Ullman Investment Counsel LLC is based in Toronto, Ontario.
Does Ullman Investment Counsel LLC disclose fund performance?
Ullman Investment Counsel LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 135 Yorkville Avenue, Suite 405, Toronto, Ontario M5R 0C7 |
| Office hours | 9:00 a.m. Et - 5:00p.m. Et |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 40%
More than 60% of 16,820 advisers