Ullman John & Associates Inc
● SEC registered since 1978CRD 105361SEC# 801-14064Horseheads, NY
Reg. AUM
$1.51B
Employees
58
Accounts
2,843
Location
Horseheads, NY
Ullman John & Associates Inc assets under management
Ullman John & Associates Inc is an investment advisory firm registered with the SEC based in Horseheads, NY. The firm has been registered since 1978. It reports $1.5 billion in regulatory assets under management and employs 58 people.
Ullman John & Associates Inc owners & executives
19 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barbara Lynn Ullman Control | First Vice President, Director | 50-75% | 1978 |
| Christine Cronin Gallagher Control | Director | Under 5% | 2025 |
| Connie Jean Malone | Controller | Under 5% | 2017 |
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Join to unlock · $37/moFrequently asked questions
How much does Ullman John & Associates Inc manage?
Ullman John & Associates Inc reports $1.5 billion in regulatory assets under management on its Form ADV.
How many employees does Ullman John & Associates Inc have?
Ullman John & Associates Inc reports 58 employees.
Where is Ullman John & Associates Inc located?
Ullman John & Associates Inc is based in Horseheads, NY and has been SEC-registered since 1978.
Does Ullman John & Associates Inc disclose fund performance?
Ullman John & Associates Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 343 Daniel Zenker Drive, Horseheads, NY 14845 |
| Phone | 607-936-3785 |
| Fax | 607-301-4400 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.51B▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
EmployeesTop 11%
More than 89% of 16,825 advisers
Assets under management
$1.51Bregulatory AUM
Discretionary $1.45BNon-discretionary $57.5M