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UMB Financial Services, Inc.

● SEC registered since 2004CRD 17073SEC# 801-62967Kansas City, MO
Export (members)
Reg. AUM
$5M
Employees
55
Accounts
1
Location
Kansas City, MO

UMB Financial Services, Inc. assets under management

UMB Financial Services, Inc. is an investment advisory firm registered with the SEC based in Kansas City, MO. The firm has been registered since 2004. It reports $5 million in regulatory assets under management and employs 55 people.

UMB Financial Services, Inc. owners & executives

7 reported
NameTitleOwnershipSince
Angela Gaye Gates ControlFinop / President / Director / Pfo / Poo / TreasurerUnder 5%2009
Christopher Sheldon LongChief Compliance OfficerUnder 5%2020
Jeffrey Thomas Maxwell ControlCao, SvpUnder 5%2005
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Frequently asked questions

How much does UMB Financial Services, Inc. manage?

UMB Financial Services, Inc. reports $5 million in regulatory assets under management on its Form ADV.

How many employees does UMB Financial Services, Inc. have?

UMB Financial Services, Inc. reports 55 employees.

Where is UMB Financial Services, Inc. located?

UMB Financial Services, Inc. is based in Kansas City, MO and has been SEC-registered since 2004.

Does UMB Financial Services, Inc. disclose fund performance?

UMB Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address928 Grand Blvd, 4th Floor, Kansas City, MO 64106
Phone816-842-2222
Fax816-860-3689
Office hours8:00 a.m. - 4:30 p.m.
SEC regionChicago Regional Office (CHRO)
CIK780789
Discloses disciplinary historyNo

Regulatory AUM

$5M▲ 590%
Jan '25 — $731KFeb '25 — $731KMar '25 — $3.1MApr '25 — $3.1MMay '25 — $3.1MJun '25 — $3.1MJul '25 — $3.1MAug '25 — $3.1MSep '25 — $3.1MOct '25 — $3.1MNov '25 — $3.1MDec '25 — $3.1MJan '26 — $3.1MFeb '26 — $3.1MMar '26 — $5MApr '26 — $5MMay '26 — $5MJun '26 — $5M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 11%
More than 89% of 16,825 advisers

Assets under management

$5Mregulatory AUM
Discretionary $0Non-discretionary $5M