Union Capital Company
● SEC registered since 2021CRD 110301SEC# 801-121320Tucson, AZ
Reg. AUM
$150M
Employees
13
Accounts
414
Location
Tucson, AZ
Union Capital Company assets under management
Union Capital Company is an investment advisory firm registered with the SEC based in Tucson, AZ. The firm has been registered since 2021. It reports $150 million in regulatory assets under management and employs 13 people.
Union Capital Company owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Francisco B Almada Control | Dp/Finop/Chief Compliance Officer/President/Secretary/Director | Under 5% | 1999 |
| Joseph Francis Bodkin Control | Director, Dp | Under 5% | 2000 |
| Union Capital Holdings, Corp. Control | Parent Company/Owner/Shareholder | Over 75% | 2002 |
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Join to unlock · $37/moFrequently asked questions
How much does Union Capital Company manage?
Union Capital Company reports $150 million in regulatory assets under management on its Form ADV.
How many employees does Union Capital Company have?
Union Capital Company reports 13 employees.
Where is Union Capital Company located?
Union Capital Company is based in Tucson, AZ and has been SEC-registered since 2021.
Does Union Capital Company disclose fund performance?
Union Capital Company is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6083 E. Grant Rd., Tucson, AZ 85712 |
| Phone | 520-664-2001 |
| Fax | 520-664-2002 |
| Office hours | 9:00a.m. To 2:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1133841 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$150M▼ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers
Assets under management
$150Mregulatory AUM
Discretionary $3MNon-discretionary $147M