United Capital Financial Advisors, LLC
● SEC registered since 2005CRD 134600SEC# 801-64376Irving, TX
Reg. AUM
$24.65B
Employees
289
Accounts
45,106
Location
Irving, TX
United Capital Financial Advisors, LLC assets under management
United Capital Financial Advisors, LLC is an SEC-registered investment adviser based in Irving, TX. The firm has been registered since 2005. It reports $24.6 billion in regulatory assets under management and employs 289 people.
United Capital Financial Advisors, LLC owners & executives
26 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Michael McDowell Control | Chief Investment Officer | Under 5% | 2025 |
| James Francis Rivers Control | President | Under 5% | 2023 |
| Jonathan David Seiler | Head Of Operations | Under 5% | 2023 |
See all 26 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does United Capital Financial Advisors, LLC manage?
United Capital Financial Advisors, LLC reports $24.6 billion in regulatory assets under management on its Form ADV.
How many employees does United Capital Financial Advisors, LLC have?
United Capital Financial Advisors, LLC reports 289 employees.
Where is United Capital Financial Advisors, LLC located?
United Capital Financial Advisors, LLC is based in Irving, TX and has been SEC-registered since 2005.
Does United Capital Financial Advisors, LLC disclose fund performance?
United Capital Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 125 E John Carpenter Frwy, Suite 1300, Irving, TX 75062 |
| Phone | 972-822-2055 |
| Office hours | 8:00a.m.-5:00p.m. (Pst) |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1463217 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$24.65B▲ 43%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 3%
More than 97% of 16,825 advisers
Assets under management
$24.65Bregulatory AUM
Discretionary $22.5BNon-discretionary $2.15B