Uob Global Capital LLC
● SEC registered since 2012CRD 160659SEC# 801-74164New York, NY
Ranks #5,725 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$96.8M
Fund GAV
$82.3M
Private funds
3
Employees
7
Accounts
3
Location
New York, NY
Uob Global Capital LLC assets under management
Uob Global Capital LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2012. It reports $96.8 million in regulatory assets under management and employs 7 people. Uob Global Capital LLC manages 3 private funds with combined gross assets of $82.3 million, including Asean China Investment Fund (US) IV, L.P. By regulatory assets, it ranks 5,725 of 6,004 private fund managers.
Uob Global Capital LLC private funds
3 funds · $82.3M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Asean China Investment Fund (US) IV, L.P. | Private Equity | $35.4M | $5M |
| Asean China Investment Fund (US) III, L.P. | Private Equity | $25.8M | $5M |
| Asean China Investment Fund (US) V L.P. | Private Equity | $21.1M | $5M |
Uob Global Capital LLC owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Tuvia Goss Control | Manager/Board Member | Under 5% | 1998 |
| Erberto Deguzman Control | Board Member | Under 5% | 2015 |
| Howard Craig Berkenfeld Control | Chief Compliance Officer | Under 5% | 1998 |
See all 11 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Uob Global Capital LLC manage?
Uob Global Capital LLC reports $96.8 million in regulatory assets under management on its Form ADV.
How many private funds does Uob Global Capital LLC manage?
Uob Global Capital LLC manages 3 private funds with combined gross assets of $82.3 million.
How many employees does Uob Global Capital LLC have?
Uob Global Capital LLC reports 7 employees.
Where is Uob Global Capital LLC located?
Uob Global Capital LLC is based in New York, NY and has been SEC-registered since 2012.
Does Uob Global Capital LLC disclose fund performance?
Uob Global Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 592 Fifth Avenue, New York, NY 10036-4707 |
| Phone | 212-398-6633 |
| Fax | 212-398-4030 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$96.8M▲ 9%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
AUM vs fund managersTop 95%
Larger than 5% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$96.8Mregulatory AUM
Discretionary $96.8M
Service providers
Auditor
Custodian
Administrator