Upstart Wealth Management, LLC
● SEC registered since 2021CRD 173728SEC# 801-121693
Reg. AUM
$385.9M
Employees
4
Accounts
207
Location
—
Upstart Wealth Management, LLC assets under management
Upstart Wealth Management, LLC is an SEC-registered investment adviser. The firm has been registered since 2021. It reports $385.9 million in regulatory assets under management and employs 4 people.
Upstart Wealth Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Dana Stanley Control | Chief Compliance Officer | Under 5% | 2021 |
| Michael Alan Powsner Control | Managing Member | 50-75% | 2014 |
| Russell Garrison Kroeger Control | Member & Financial Planner | 5-10% | 2019 |
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Join to unlock · $37/moFrequently asked questions
How much does Upstart Wealth Management, LLC manage?
Upstart Wealth Management, LLC reports $385.9 million in regulatory assets under management on its Form ADV.
How many employees does Upstart Wealth Management, LLC have?
Upstart Wealth Management, LLC reports 4 employees.
Does Upstart Wealth Management, LLC disclose fund performance?
Upstart Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | (415) 549-0646 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1902383 |
| Discloses disciplinary history | No |
Regulatory AUM
$385.9M▲ 31%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$385.9Mregulatory AUM
Discretionary $385.9M