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U.S. Capital Wealth Advisors, LLC

● SEC registered since 2017CRD 288199SEC# 801-110515Houston, TX
Export (members)
Reg. AUM
$8.76B
Employees
141
Accounts
11,385
Location
Houston, TX

U.S. Capital Wealth Advisors, LLC assets under management

U.S. Capital Wealth Advisors, LLC is a registered investment adviser overseen by the SEC based in Houston, TX. The firm has been registered since 2017. It reports $8.8 billion in regulatory assets under management and employs 141 people.

U.S. Capital Wealth Advisors, LLC owners & executives

13 reported
NameTitleOwnershipSince
David Michael King ControlPresident And Managing PartnerUnder 5%2024
Elizabeth Courtney Bowling ControlDirector Of Legal And ComplianceUnder 5%2023
James Patrick Fortescue ControlManaging Partner5-10%2019
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Frequently asked questions

How much does U.S. Capital Wealth Advisors, LLC manage?

U.S. Capital Wealth Advisors, LLC reports $8.8 billion in regulatory assets under management on its Form ADV.

How many employees does U.S. Capital Wealth Advisors, LLC have?

U.S. Capital Wealth Advisors, LLC reports 141 employees.

Where is U.S. Capital Wealth Advisors, LLC located?

U.S. Capital Wealth Advisors, LLC is based in Houston, TX and has been SEC-registered since 2017.

Does U.S. Capital Wealth Advisors, LLC disclose fund performance?

U.S. Capital Wealth Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address4444 Westheimer Rd., Suite G500, Houston, TX 77027
Phone713-366-0500
Fax713-588-8805
Office hours8a.m. -5p.m.
SEC regionFort Worth Regional Office (FWRO)
CIK1808915
Discloses disciplinary historyNo

Regulatory AUM

$8.76B▲ 29%
Jan '25 — $6.82BFeb '25 — $6.82BMar '25 — $7.28BApr '25 — $7.28BMay '25 — $7.28BJun '25 — $7.28BJul '25 — $7.28BAug '25 — $7.28BSep '25 — $7.28BOct '25 — $7.28BNov '25 — $7.28BDec '25 — $7.28BJan '26 — $7.28BFeb '26 — $7.28BMar '26 — $8.76BApr '26 — $8.76BMay '26 — $8.76BJun '26 — $8.76B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers

Assets under management

$8.76Bregulatory AUM
Discretionary $6.57BNon-discretionary $2.19B