Usi Securities, Inc.
● SEC registered since 1999CRD 43793SEC# 801-56578Glastonbury, CT
Reg. AUM
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Employees
30
Accounts
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Location
Glastonbury, CT
Usi Securities, Inc. assets under management
Usi Securities, Inc. is an investment advisory firm registered with the SEC based in Glastonbury, CT. The firm has been registered since 1999. It employs 30 people.
Usi Securities, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David L Kappus Control | Treasurer | Under 5% | 2021 |
| Joseph John Jr Gritzer Control | President | Under 5% | 2006 |
| Mary Curley Control | Secretary | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Usi Securities, Inc. have?
Usi Securities, Inc. reports 30 employees.
Where is Usi Securities, Inc. located?
Usi Securities, Inc. is based in Glastonbury, CT and has been SEC-registered since 1999.
Does Usi Securities, Inc. disclose fund performance?
Usi Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 95 Glastonbury Blvd., Suite 102, Glastonbury, CT 06033 |
| Phone | 860-652-3239 |
| Fax | 860-368-2110 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 18%
More than 82% of 16,825 advisers