Valley Financial Management, Inc.
● SEC registered since 2018CRD 105387SEC# 801-113685New York, NY
Reg. AUM
$473K
Employees
124
Accounts
129
Location
New York, NY
Valley Financial Management, Inc. assets under management
Valley Financial Management, Inc. is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2018. It reports $473,254 in regulatory assets under management and employs 124 people.
Valley Financial Management, Inc. owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Jon Gawley Control | General Counsel | Under 5% | 2022 |
| Christopher Michael Wilson Control | Chief Compliance Officer | Under 5% | 2015 |
| Jamie Mayo Control | Chief Financial Officer | Under 5% | 2023 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Valley Financial Management, Inc. manage?
Valley Financial Management, Inc. reports $473,254 in regulatory assets under management on its Form ADV.
How many employees does Valley Financial Management, Inc. have?
Valley Financial Management, Inc. reports 124 employees.
Where is Valley Financial Management, Inc. located?
Valley Financial Management, Inc. is based in New York, NY and has been SEC-registered since 2018.
Does Valley Financial Management, Inc. disclose fund performance?
Valley Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 350 Madison Ave., Compliance 4th Floor, New York, NY 10017 |
| Phone | 212-407-4362 |
| Fax | 212-407-4351 |
| Office hours | 9-5 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1128122 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$473K▲ 760%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 99%
Larger than 1% of 16,271 advisers
EmployeesTop 6%
More than 94% of 16,825 advisers
Assets under management
$473Kregulatory AUM
Discretionary $473K