Valley Wealth Strategies, LLC
● SEC registered since 2018CRD 289737SEC# 801-113081Lodi, CA
Reg. AUM
$1.45B
Employees
59
Accounts
6,774
Location
Lodi, CA
About Valley Wealth Strategies
Zuk Financial Group, the site reached through Valley Wealth Strategies' listed URL, provides independent guidance for educators, retirees, and business owners. Its services emphasize personalized financial frameworks and one-on-one planning.
Summary based on the firm’s website.
Valley Wealth Strategies, LLC assets under management
Valley Wealth Strategies, LLC is an investment advisory firm registered with the SEC based in Lodi, CA. The firm has been registered since 2018. It reports $1.4 billion in regulatory assets under management and employs 59 people.
Valley Wealth Strategies, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Alan Raymond Control | Managing Member & President | Over 75% | 2017 |
| Oscar Martinez Control | Chief Compliance Officer | Under 5% | 2020 |
Frequently asked questions
How much does Valley Wealth Strategies, LLC manage?
Valley Wealth Strategies, LLC reports $1.4 billion in regulatory assets under management on its Form ADV.
How many employees does Valley Wealth Strategies, LLC have?
Valley Wealth Strategies, LLC reports 59 employees.
Where is Valley Wealth Strategies, LLC located?
Valley Wealth Strategies, LLC is based in Lodi, CA and has been SEC-registered since 2018.
Does Valley Wealth Strategies, LLC disclose fund performance?
Valley Wealth Strategies, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 404 W. Pine Street, Suite 6, Lodi, CA 95240 |
| Phone | (209) 366-1264 |
| Fax | (209) 334-4217 |
| Office hours | 7:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.45B▲ 20%
Feb '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 27%
Larger than 73% of 16,369 advisers
EmployeesTop 11%
More than 89% of 16,804 advisers
Assets under management
$1.45Bregulatory AUM
Discretionary $448.3MNon-discretionary $999.4M