Vaughan Nelson Investment Management, L.P.
● SEC registered since 1996CRD 106975SEC# 801-51795Houston, TX
Ranks #754 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$12.24B
Fund GAV
$2.5M
Private funds
1
Employees
53
Accounts
379
Location
Houston, TX
Vaughan Nelson Investment Management, L.P. assets under management
Vaughan Nelson Investment Management, L.P. is a registered investment adviser overseen by the SEC based in Houston, TX. The firm has been registered since 1996. It reports $12.2 billion in regulatory assets under management and employs 53 people. Vaughan Nelson Investment Management, L.P. manages 1 private fund with combined gross assets of $2.5 million, including Vnim09. By regulatory assets, it ranks 754 of 6,004 private fund managers.
Vaughan Nelson Investment Management, L.P. private funds
1 funds · $2.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Vnim09 | Other Private | $2.5M | $50K |
Vaughan Nelson Investment Management, L.P. owners & executives
15 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carlos Gonzalez Control | Chief Compliance Officer | Under 5% | 2022 |
| Christopher David Wallis Control | Director, Ceo & Cio | Under 5% | 2011 |
| David Lawrence Giunta Control | Director | Under 5% | 2013 |
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Join to unlock · $37/moFrequently asked questions
How much does Vaughan Nelson Investment Management, L.P. manage?
Vaughan Nelson Investment Management, L.P. reports $12.2 billion in regulatory assets under management on its Form ADV.
How many private funds does Vaughan Nelson Investment Management, L.P. manage?
Vaughan Nelson Investment Management, L.P. manages 1 private funds with combined gross assets of $2.5 million.
How many employees does Vaughan Nelson Investment Management, L.P. have?
Vaughan Nelson Investment Management, L.P. reports 53 employees.
Where is Vaughan Nelson Investment Management, L.P. located?
Vaughan Nelson Investment Management, L.P. is based in Houston, TX and has been SEC-registered since 1996.
Does Vaughan Nelson Investment Management, L.P. disclose fund performance?
Vaughan Nelson Investment Management, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Travis, Suite 3800, Houston, TX 77002-3071 |
| Phone | 713-224-2545 |
| Fax | 713-247-9534 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1021642 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$12.24B▼ 23%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 7%
Larger than 93% of 16,271 advisers
AUM vs fund managersTop 13%
Larger than 87% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 11%
More than 89% of 16,825 advisers
Assets under management
$12.24Bregulatory AUM
Discretionary $12.24BNon-discretionary $5.7M
Service providers
Custodian