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Vicus Capital, Inc.

● SEC registered since 2001CRD 116021SEC# 801-60628State College, PA
Export (members)
Reg. AUM
$2.99B
Employees
84
Accounts
9,938
Location
State College, PA

Vicus Capital, Inc. assets under management

Vicus Capital, Inc. is an investment advisory firm registered with the SEC based in State College, PA. The firm has been registered since 2001. It reports $3 billion in regulatory assets under management and employs 84 people.

Vicus Capital, Inc. owners & executives

5 reported
NameTitleOwnershipSince
Dawn Ellen Kay ControlVice President - FinanceUnder 5%2014
Edward Kramer Dare ControlChief Financial OfficerUnder 5%2025
Eric Kramer Dare ControlPresident And CeoOver 75%2010
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Frequently asked questions

How much does Vicus Capital, Inc. manage?

Vicus Capital, Inc. reports $3 billion in regulatory assets under management on its Form ADV.

How many employees does Vicus Capital, Inc. have?

Vicus Capital, Inc. reports 84 employees.

Where is Vicus Capital, Inc. located?

Vicus Capital, Inc. is based in State College, PA and has been SEC-registered since 2001.

Does Vicus Capital, Inc. disclose fund performance?

Vicus Capital, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address476 Rolling Ridge Drive, Suite 315, State College, PA 16801
Phone855-558-4287
Fax814-235-3500
Office hours8:00a.m. To 5:00p.m.
SEC regionPhiladelphia Regional Office (PLRO)
CIK1544806
Discloses disciplinary historyYes

Regulatory AUM

$2.99B▲ 16%
Mar '25 — $2.57BApr '25 — $2.57BMay '25 — $2.57BJun '25 — $2.57BJul '25 — $2.57BAug '25 — $2.57BSep '25 — $2.57BOct '25 — $2.57BNov '25 — $2.57BDec '25 — $2.57BJan '26 — $2.57BFeb '26 — $2.57BMar '26 — $2.99BApr '26 — $2.99BMay '26 — $2.99BJun '26 — $2.99B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 17%
Larger than 83% of 16,271 advisers
EmployeesTop 8%
More than 92% of 16,825 advisers

Assets under management

$2.99Bregulatory AUM
Discretionary $2.87BNon-discretionary $123.1M