Vivaldi Capital Management LP
● SEC registered since 2012CRD 160150SEC# 801-73024Chicago, IL
Ranks #1,231 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$5.64B
Fund GAV
$30.4M
Private funds
1
Employees
68
Accounts
9,855
Location
Chicago, IL
Vivaldi Capital Management LP assets under management
Vivaldi Capital Management LP operates as an SEC-registered investment adviser based in Chicago, IL. The firm has been registered since 2012. It reports $5.6 billion in regulatory assets under management and employs 68 people. Vivaldi Capital Management LP manages 1 private fund with combined gross assets of $30.4 million, including Cornerstone Diversified Portfolio, LP. By regulatory assets, it ranks 1,231 of 6,004 private fund managers.
Vivaldi Capital Management LP private funds
1 funds · $30.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Cornerstone Diversified Portfolio, LP | Hedge | $30.4M | $500K |
Vivaldi Capital Management LP owners & executives
17 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Alan Sternberg Control | Co-Founder / Ceo | Under 5% | 2011 |
| Frank Domenic Pellicori Control | President & Director Of Wealth Management | Under 5% | 2024 |
| Marc D Bassewitz Control | Chief Compliance Officer/General Counsel | Under 5% | 2019 |
See all 17 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Vivaldi Capital Management LP manage?
Vivaldi Capital Management LP reports $5.6 billion in regulatory assets under management on its Form ADV.
How many private funds does Vivaldi Capital Management LP manage?
Vivaldi Capital Management LP manages 1 private funds with combined gross assets of $30.4 million.
How many employees does Vivaldi Capital Management LP have?
Vivaldi Capital Management LP reports 68 employees.
Where is Vivaldi Capital Management LP located?
Vivaldi Capital Management LP is based in Chicago, IL and has been SEC-registered since 2012.
Does Vivaldi Capital Management LP disclose fund performance?
Vivaldi Capital Management LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 225 West Wacker, Suite 2100, Chicago, IL 60606 |
| Phone | 312.248.8300 |
| Fax | 847.386.2910 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1682021 |
| Discloses disciplinary history | No |
Regulatory AUM
$5.64B▲ 21%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 12%
Larger than 88% of 16,271 advisers
AUM vs fund managersTop 20%
Larger than 80% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 9%
More than 91% of 16,825 advisers
Assets under management
$5.64Bregulatory AUM
Discretionary $2.4BNon-discretionary $3.24B
Service providers
Custodian
Administrator